In-Depth

We will prove that, for every set \(\mathscr{S}\), \(| P(\mathscr{S})| > |\mathscr{S}|\).

Let \(\mathscr{S}\) be a set, finite or infinite. By definition, \(P(\mathscr{S})\), called the power set, is the set of subsets of \(\mathscr{S}\). For example, if \(\mathscr{S} = \{a, b, c\}\), then

\[P(\mathscr{S}) = \{ \{a\}, \{b\}, \{c\}, \{a,b\}, \{a,c\}, \{b,c\}, \{ \}, \{a,b,c\} \}.\]

Some of the subsets of \(\mathscr{S}\) are singleton subsets, those with one element. In this example, they are \(\{a\}\), \(\{b\}\), and \(\{c\}\). The collection of singleton subsets of \(\mathscr{S}\), taken together, form a subset of \(P(\mathscr{S})\).

We can make a one-to-one correspondence between \(\mathscr{S}\) and the set of singleton subsets of \(\mathscr{S}\); each element \(s\) of \(\mathscr{S}\) gets assigned to the singleton \(\{s\}\). This is a valid one-to-one correspondence, between \(\mathscr{S}\) and a subset of \(P(\mathscr{S})\). So we know that \(\mathscr{S}\) has to be no larger than \(P(\mathscr{S})\).

Next we will show that \(P(\mathscr{S})\) is not the same size as \(\mathscr{S}\), and this will be enough to conclude that \(| P(\mathscr{S})| > |\mathscr{S}|\).

To show \(\mathscr{S}\) and \(P(\mathscr{S})\) are not the same size, we must show that there can be no one-to-one correspondence between them. Here it's helpful to think of assignments between sets as functions.

A function \(f\) from \(\mathscr{S}\) to \(P(\mathscr{S})\) is an assignment rule. For each element \(x\) in \(\mathscr{S}\), it assigns an element \(f(x)\) in \(P(\mathscr{S})\). As far as we're concerned here, that is all a function is -- an assignment rule. But in this case, since \(P(\mathscr{S})\) is the set of subsets of \(\mathscr{S}\), a function from \(\mathscr{S}\) to \(P(\mathscr{S})\) seems a little bizarre. To each element \(x\) in \(\mathscr{S}\), the function \(f\) assigns a subset \(f(x)\) of \(\mathscr{S}\).

Figure: Simple schematic of a function.

A one-to-one correspondence is a special type of function; it's a function that makes sure everything gets hit once and only once. In other words, a function \(f\) from \(\mathscr{S}\) to \(P(\mathscr{S})\) is a one-to-one correspondence if every element in \(P(\mathscr{S})\) gets hit exactly once by \(f\). More precisely, \(f\) is a one-to-one correspondence if, for every subset \(Z\) of \(\mathscr{S}\) -- i.e. every element \(Z\) of \(P(\mathscr{S})\) -- there is one and exactly one element \(t\) in \(\mathscr{S}\), so that \(f(t) = Z\).

What we will show is that any function \(f\) from \(\mathscr{S}\) to \(P(\mathscr{S})\) fails to hit everything. In other words, given a function \(f\), we'll show that we can construct a special subset \(Y\) of \(\mathscr{S}\) in such a way that we are sure no element of \(\mathscr{S}\) gets assigned to \(Y\) by \(f\).

So now suppose we have a function \(f\) from \(\mathscr{S}\) to \(P(\mathscr{S})\). Consider the following subset of \(\mathscr{S}\), i.e. element of \(P(\mathscr{S})\).

\(Y= \{\) elements \(s\) in \(\mathscr{S}\), such that \(s\) is not an element of \(f(s) \}\)

This may seem like an odd way to define a subset, describing it in words. But it is perfectly acceptable (at least in this basic version of set theory we are using). The words clearly give a condition for deciding what elements of \(\mathscr{S}\) should be included in \(Y\). Mathematicians do this all the time. For example, we could describe the set of even natural numbers as

\(2\mathbb{N} = \{\) all natural numbers that are divisible by two\( \}\).

What are the elements of \(Y\)? Each element \(s\) in \(\mathscr{S}\) is getting assigned to some element of \(P(\mathscr{S})\), by the function \(f\). This \(f(s)\) is a subset of \(\mathscr{S}\), so it makes sense to ask, is \(s\) an element of \(f(s)\)? If \(s\) is not an element of \(f(s)\), then we put it into \(Y\). If \(s\) is an element of \(f(s)\), then it doesn't meet the criterion and doesn't belong in \(Y\). We can run through this for every element of \(\mathscr{S}\), and in the end we get \(Y\).

Now comes the clever part. Remember what we just said: for each element \(s\) in \(\mathscr{S}\), if \(s\) is not an element of \(f(s)\), then we put it into \(Y\). But in this case, \(s\) is an element of \(Y\) but not an element of \(f(s)\); in other words, \(Y\) has something \(f(s)\) doesn't have. So \(Y\) and \(f(s)\) can't be the same set. On the other hand, if \(s\) is an element of \(f(s)\), then it doesn't meet the criterion and doesn't go into \(Y\). In this case, \(f(s)\) has something that \(Y\) doesn't have, so \(f(s)\) and \(Y\) cannot be the same set. So whether or not \(s\) was in \(f(s)\) or not in \(f(s)\), we concluded that \(f(s)\) and \(Y\) were not the same set.

What did we just conclude? For each element \(s\) in \(\mathscr{S}\), the sets \(f(s)\) and \(Y\) are not the same. Now, thinking of \(f\) as a function from \(\mathscr{S}\) to \(P(\mathscr{S})\), this says that there is no element of \(\mathscr{S}\) getting assigned to \(Y\)! The set \(Y\) is the special element of \(P(\mathscr{S})\) that is not -- cannot -- be hit by the function \(f\).

Figure: Simple schematic showing nothing gets assigned to Y.

This trick works for any function from \(\mathscr{S}\) to \(P(\mathscr{S})\). We can always construct a special element of \(P(\mathscr{S})\) that does not get hit by the function. The conclusion is that any function from \(\mathscr{S}\) to \(P(\mathscr{S})\) will fail to be a one-to-one correspondence; there can be no one-to-one correspondence between \(\mathscr{S}\) and \(P(\mathscr{S})\); and so \(\mathscr{S}\) is strictly smaller than \(P(\mathscr{S})\).

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